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The Solicitor's Handbook 2019 Gregory Treverton-Jones QC

The Solicitor's Handbook 2019 von Gregory Treverton-Jones QC

The Solicitor's Handbook 2019 Gregory Treverton-Jones QC


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Zusammenfassung

The Solicitor's Handbook is a comprehensive guide to the regulations governing the conduct of solicitors.

The Solicitor's Handbook 2019 Zusammenfassung

The Solicitor's Handbook 2019: 2019 Gregory Treverton-Jones QC

The Solicitor's Handbook is a comprehensive guide to the regulations governing the conduct of solicitors. This edition has been updated to take account of all the key regulatory developments which have taken place since the publication of the 2017 edition, in particular the major changes introduced in November 2019 by the SRA Standards and Regulations. Key regulatory changes covered in this edition include: the reduction of the SRA Principles from ten to seven, separate Codes of Conduct for individuals and entities and simplification of the SRA Accounts Rules, the SRA Transparency Rules, removal of restrictions on where in-house solicitors can practise, professional indemnity insurance, and new Solicitors Disciplinary Tribunal rules.

Inhaltsverzeichnis

Part 1 Overview 1. The regulatory and disciplinary landscape 3 2. The regulation and authorisation of business entities 7 Part 2 The SRA Principles and Codes 3. Overview of the Principles and the Codes 27 4. The SRA Code of Conduct for Solicitors, RELs and RFLs 35 5. The SRA Code of Conduct for Firms 00 Part 3 Other rules 6. The SRA Accounts Rules 2019 123 7. Compliance officers (COLPs and COFAs) 137 8. Financial services regulation 149 9. Property selling 163 10. Overseas and European cross-border practice 167 11. Professional indemnity insurance 171 12. Registered European lawyers and registered foreign lawyers 181 13. Regulation by other approved regulators 185 Part 4 The regulatory system in practice 14. The Legal Ombudsman 193 15. SRA investigations 207 16. Practising certificate controls and removal of a solicitor's name from the Roll 219 17. Intervention and orderly closure 233 18. Control of solicitors' employees 251 Part 5 The disciplinary system in practice 19. Professional misconduct, its forms and formulation 259 20. SRA-imposed sanctions 263 21. Proceedings before the SDT: (1) pre-trial 271 22. Proceedings before the SDT: (2) trial, sanctions, costs and appeals 23. Proceedings before the SDT: (3) appeals to the Tribunal 319 24. Disciplinary jurisdiction of the High Court 333 Part 6 The regulation of ABSs 25. Alternative business structures: getting started 339 26. Alternative business structures: discipline and enforcement 343 Part 7 Fraud and money laundering 27. The risks of fraud 353 28. Money laundering 365 Part 8 Appendices

Zusätzliche Informationen

GOR011224336
9781784461010
1784461016
The Solicitor's Handbook 2019: 2019 Gregory Treverton-Jones QC
Gebraucht - Sehr Gut
Broschiert
The Law Society
20190930
864
N/A
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